|
Contingency Contacts
In the event that you cannot reach us at our main office or telephone numbers, the following contingency contacts and numbers are provided for your convenience:
Main Office
4200 S. Hulen St. #519
Fort Worth, TX 76109
(817) 732-2442 & (800) 959-2444
laurab@bleyinvestments.com
tina@bleyinvestments.com
Contingency numbers:
Laura Bley
Cell: (817) 291-2490
Alternate number: (817) 732-7199
Kristin Wilson
Cell: (513) 225-1099
Alternate number: (513) 272-3630
Pershing
For additional information about how to request funds and securities when Bley Investment Group, Inc. cannot be contacted due to a significant business interruption, please visit the “About Pershing” section of the Pershing web site at www.pershing.com/about.htm or call (201)413-3635 for recorded instructions. If you cannot access the instructions from the web site or previously noted telephone number, Pershing may be contacted at (213)624-6100 ext 500 as an alternate number for recorded instructions.
Pershing:
P.O. Box 2065
Jersey City, NJ 07399
FAX: (201)413-5368
Pershing
1515 West 22nd Street
Suite 1000
Oak Brook, IL 60563
Phone (630) 472-6756
Alternative Physical Location of Employees
The following location may be used as an alternative physical location in case our main office is unavailable:
5847 Merrymount Road
Forth Worth, TX 76109
(817) 732-7199
In the event that both our main office and the alternative locations are simultaneously unavailable, the Bley
Investment Group, Inc. will move its operations at the following location:
207 E. Rusk Street
Rockwall, TX 75087
(972) 722-9541
(888) 809-5000
cell: (214) 766-4255
Business Continuity Plan
It
is the policy of Bley Investment Group, Inc. to respond to a significant business disruption by safeguarding employees’ lives and firm property,
making a financial and operational assessment, quickly recovering and
resuming operations, protecting all of the firms’ books and records,
and allowing our customers to transact business. In an effort to achieve
said objective,
the firm has adopted the following to ensure its’ customers have
prompt access to their funds and securities.
Our business continuity plan
addresses and is reviewed as necessary in regard to: data back up and
recovery; all mission critical systems; financial and
operational assessments; alternative communications with customers, employees,
and regulators; alternate physical location of employees; critical suppliers,
contractors, bank and counter-part impact; regulatory reporting; communications
with regulators; and ensuring that our customers have access to their funds
and securities.
Bley Investment Group, Inc.
Business Continuity Plan
Download the Bley Investment Group, Inc., Business Continuity Plan
(PDF format)
|
